Tied Agents

[Neilh]

Hi

Is anyone out there a 'tied agent' providing advice on and selling finance products of a specific financial institution? If so, how did you set up the arrangement? Who did you approach?

I have a friend/colleague who has developed successful commercial finance brokerage, but wants to diversify a little to be able to offer his clients personal products too. Since commercial finance is not regulated in the same way/as tightly as personal finance establishing a brokerage was reasonably straight forward. However due to the regulation of personal finance, being a tied agent seems the best course of action.

Neil

 

[acf]

I know a gentleman who is financial advisor working with a company. If you like you may PM me with email address of your friend and I shall request the gentleman to talk to him/send him email to discuss his requirements.